Series 6 - Investment Company And Variable Contracts Products Representative Exam
Preview Mode
An entity that provides general information about investment companies to the public is called:
A rating entity
A
A ranking entity
B
A third-party ranking entity
C
A disinterested rating entity
D
Explanations
A ranking entity provides general information about investment companies to the public, is independent of the investment company and its affiliates, and whose services are not procured by the investment company or any of its affiliates to assign a ranking.