Series 6 - Investment Company And Variable Contracts Products Representative Exam

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How many days does a member firm have to supply a customer with a predispute arbitration agreement?

3 business days
A
5 business days
B
10 business days
C
14 business days
D
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Explanations

If a customer requests to see the predispute arbitration agreement they have signed, a member firm must supply them with a copy within 10 business days of the request.

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