Series 6 - Investment Company And Variable Contracts Products Representative Exam
Preview Mode
Which FINRA rule applies to recommended purchases and 1035 exchanges of deferred variable annuities?
FINRA Rule 2210
A
FINRA Rule 3210
B
FINRA Rule 2230
C
FINRA Rule 2330
D
Explanations
FINRA Rule 2330 applies to recommended purchases and 1035 exchanges of deferred variable annuities.