Series 6 - Investment Company And Variable Contracts Products Representative Exam
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Items that fall outside the definition of research reports include all of the following EXCEPT:
Discussions of broad-based indices.
A
A document containing an investment analyst's honest view of a company stock.
B
Notices of ratings or price target changes.
C
Commentaries on political conditions.
D
Explanations
A research report typically focuses on an individual security and generally, but not always, includes a recommendation to buy or sell.