Series 6 - Investment Company And Variable Contracts Products Representative Exam
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The following items fall outside the definition of a research report EXCEPT:
Commentaries on economic or market conditions.
A
A report focusing on an individual stock
B
Statistical summaries of the financial data of ten companies
C
Technical analysis concerning the demand and supply for an industry
D
Explanations
A research report typically focuses on an individual security and generally, but not always, includes a recommendation to buy or sell.