Series 6 - Investment Company And Variable Contracts Products Representative Exam
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Investment companies must abide by the same prospectus and registration requirements imposed by:
The Securities Exchange Act of 1934
A
The Investment Company Act of 1940
B
The Securities Act of 1933
C
Regulation D
D
Explanations
Investment companies must abide by the same registration and prospectus requirements imposed by the Securities Act of 1933.