SIE - Securities Industry Essentials Exam
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Rank the following securities according to the likelihood of them paying a dividend in any given quarter from MOST likely to LEAST likely:
Noncumulative Preferred Stock, Common Stock, Cumulative Preferred Stock, Warrants
A
Cumulative Preferred Stock, Warrants, Noncumulative Preferred Stock, Common Stock
B
Cumulative Preferred Stock, Noncumulative Preferred Stock, Warrants, Common Stock
C
Cumulative Preferred Stock, Noncumulative Preferred Stock, Common Stock, Warrants
D
Explanations
( D ) is correct. Cumulative Preferred will receive dividends before noncumulative preferred, then is common stock. Warrants to do not receive dividends.
Pricing
Basic
Part of the questions for each course
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- Course
- Questions
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- SIE
- 20 of 150
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- Series 6
- 30 of 500
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- Series 7
- 50 of 625