Series 7 - General Securities Representative Exam
Preview Mode
A Regulation D offering
Is a private placement
A
Is a public placement
B
Is an offering to no more than 50 unaccredited investors per year
C
Is an offering to no more than 55 unaccredited investors per year
D
Explanations
A Reg D offering is also known as a private placement and is an offering to no more than 35 unaccredited investors per year