All answers are covered by the Act except the fed funds rate, which is determined by the FOMC

Name: Series 7 - General Securities Representative Exam
SKU: 2-series-7-2024
Price: 39 USD
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ISBN: isbn:series-7-2024

Series 7 - General Securities Representative Exam

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1 / 125

Unit 1 Unit 2 Unit 3 Unit 4

1. The Securities Exchange Act of 1934 regulates all of the following EXCEPT:

Insider Transactions

Trading Activities

The Fed Funds Rate

Customer Accounts