SIE - Securities Industry Essentials Exam
Preview Mode
Which of the following governs corporate securities and requires full and fair disclosure about securities offerings while designed to prevent fraud and deception?
Blue Sky Laws
A
The Securities Act Of 1933
B
The Securities Exchange Act Of 1934
C
The Trust Indenture Act Of 1939
D
Explanations
The Truth In Securities Act A.K.A The Securities Act Of 1933 regulates new issues of corporate securities in order to require disclosure and prevent fraud.