Series 6 - Investment Company And Variable Contracts Products Representative Exam
Preview Mode
A member's communication with the public must be based on which of the following?
Fair dealing and Good faith
A
Fair dealing and Likelihood of acceptance
B
Good faith only
C
A good deal and Likelihood of acceptance
D
Explanations
Communication with the public must always be based on fair dealing and good faith
Pricing
Basic
Part of the questions for each course
-
- Course
- Questions
-
- SIE
- 20 of 150
-
- Series 6
- 30 of 500
-
- Series 7
- 50 of 625