Series 6 - Investment Company And Variable Contracts Products Representative Exam

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An investment banker's functions may include all of the following EXCEPT:

Raising capital for issuers by distributing new securities
A
Buying securities from issuers and reselling them
B
Helping issuers comply with securities laws
C
Loaning money to issuers to help with start-up costs
D

Explanations

Investment bankers (also called underwriters) do not loan money.

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