Series 6 - Investment Company And Variable Contracts Products Representative Exam

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Correspondence includes any written or electronic communication that is distributed or made available to

more than 25 retail investors within any 30-calendar-day period
A
25 or fewer retail investors in any 30-calendar-day period
B
More than 10 retail investors in any 10-calendar-day period
C
Between 30 and 45 retail investors in any 60-calendar-day period
D

Explanations

Correspondence is written or electronic communication distributed to 25 or fewer retail investors in any 30-calendar-day period.

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