Series 6 - Investment Company And Variable Contracts Products Representative Exam
Correspondence includes any written or electronic communication that is distributed or made available to
more than 25 retail investors within any 30-calendar-day periodA
25 or fewer retail investors in any 30-calendar-day periodB
More than 10 retail investors in any 10-calendar-day periodC
Between 30 and 45 retail investors in any 60-calendar-day periodD
Correspondence is written or electronic communication distributed to 25 or fewer retail investors in any 30-calendar-day period.