Series 6 - Investment Company And Variable Contracts Products Representative Exam
FINRA may grant an exception from the prior principal approval of retail communications if:
The communication is posted to an online interactive electronic forum.A
The communication is included in a sales advertisement in a business journal for financial advisors.B
The communication promotes the services of another FINRA member.C
The communication is an addendum to a fund's prospectus.D
The requirement of prior principal approval generally does not apply with regard to anything posted on an online interactive electronic forum.