Series 6 - Investment Company And Variable Contracts Products Representative Exam

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In determining whether a communication is misleading, a principal must consider the following EXCEPT:

Overall context of the statement
A
Different levels of explanation needed depending on the audience
B
Overall clarity
C
Overly technical explanations
D

Explanations

FINRA calls for consideration of the following when determining if a communication is misleading: overall context, overall clarity, and whether different levels of details are needed based on the audience.

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