Series 6 - Investment Company And Variable Contracts Products Representative Exam

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How often must members maintain special supervisory procedures pertaining to tape recording all telemarketing activity between representatives of the firm and customers?

1 years
A
3 years
B
5 years
C
7 years
D

Explanations

The special supervisory requirements under FINRA Rule 3170 state that members must maintain requirements for three years.

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