Series 6 - Investment Company And Variable Contracts Products Representative Exam
Preview Mode
OTC securities are priced by:
Negotiations
A
Brokers
B
Auction
C
Market makers
D
Explanations
OTC securities are priced by negotiations.
Pricing
Basic
Part of the questions for each course
-
- Course
- Questions
-
- SIE
- 20 of 150
-
- Series 6
- 30 of 500
-
- Series 7
- 50 of 625