Series 6 - Investment Company And Variable Contracts Products Representative Exam

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The most common way to pay for the distribution services provided by a fund's underwriter and broker-dealer are:

Front-end loads
A
Back-end loads
B
Asset-based fees
C
Level loads
D

Explanations

Front-end loads are added to the fund's NAV at the time an investor buys shares. This is the most common way of paying for the distribution services a fund's underwriter and broker-dealer provides.

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