Series 6 - Investment Company And Variable Contracts Products Representative Exam
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The most common way to pay for the distribution services provided by a fund's underwriter and broker-dealer are:
Front-end loads
A
Back-end loads
B
Asset-based fees
C
Level loads
D
Explanations
Front-end loads are added to the fund's NAV at the time an investor buys shares. This is the most common way of paying for the distribution services a fund's underwriter and broker-dealer provides.
Pricing
Basic
Part of the questions for each course
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- Course
- Questions
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- SIE
- 20 of 150
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- Series 6
- 30 of 500
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- Series 7
- 50 of 625