Series 6 - Investment Company And Variable Contracts Products Representative Exam
Preview Mode
Registered representatives may not engage in the following activity during the cooling-off period:
Distribute red herrings
A
Disseminate sales literature
B
Publish tombstone advertisements
C
Gather indications of interest
D
Explanations
Offering securities for sale is not permitted during the cooling-off period.
Pricing
Basic
Part of the questions for each course
-
- Course
- Questions
-
- SIE
- 20 of 150
-
- Series 6
- 30 of 500
-
- Series 7
- 50 of 625