Series 6 - Investment Company And Variable Contracts Products Representative Exam
How long must a member retain telemarketing recordings between its representatives and existing or prospective clients?
All recordings made between representatives and existing or prospective customers must be maintained for three years by the member firm.
Part of the questions for each course
- 20 of 150
- Series 6
- 30 of 500
- Series 7
- 50 of 625