Series 6 - Investment Company And Variable Contracts Products Representative Exam
Preview Mode
SEC Rule 134 is found in which regulation?
Securities Act of 1933
A
Investment Company Act of 1940
B
Rule 3110
C
Blue sky laws
D
Explanations
SEC Rule 134 is part of the Securities Act of 1933.
Pricing
Basic
Part of the questions for each course
-
- Course
- Questions
-
- SIE
- 20 of 150
-
- Series 6
- 30 of 500
-
- Series 7
- 50 of 625