Series 6 - Investment Company And Variable Contracts Products Representative Exam

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The SEC's review of a prospectus

Guarantees the disclosure's accuracy
A
Approves the issue
B
Ensures that it contains the necessary material facts
C
Verifies the issue's investment merit
D

Explanations

The SEC reviews the prospectus to ensure that it contains the necessary material facts about the issue. It does not guarantee the prospectus' accuracy, approve the issue, or verify the issue's merit.

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