Series 6 - Investment Company And Variable Contracts Products Representative Exam
Preview Mode
The most common type of charges to an annuity are:
Surrender charges
A
Sales charges
B
Loads
C
12-b1 fee
D
Explanations
Surrender charges are incurred when an annuity is terminated early. Most annuities are sold with no sales charges.
Pricing
Basic
Part of the questions for each course
-
- Course
- Questions
-
- SIE
- 20 of 150
-
- Series 6
- 30 of 500
-
- Series 7
- 50 of 625