Series 6 - Investment Company And Variable Contracts Products Representative Exam
Preview Mode
What are the minimum net assets an investment company must have in order to register with the SEC?
$50,000
A
$100,000
B
$500,000
C
$1 million
D
Explanations
An investment company must have net assets of at least $100,000 in order to register with the SEC.
Pricing
Basic
Part of the questions for each course
-
- Course
- Questions
-
- SIE
- 20 of 150
-
- Series 6
- 30 of 500
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- Series 7
- 50 of 625