Series 7 - General Securities Representative Exam
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A trade between a hedge fund and an insurance company was executed without the services of a broker dealer. This trade was done on the
First Market
A
Second Market
B
Third Market
C
Fourth Market
D
Explanations
This trade was done directly from 2 institutions without a broker-dealer. This is known as the fourth market. They are usually facilitated over an ECN
Pricing
Basic
Part of the questions for each course
-
- Course
- Questions
-
- SIE
- 20 of 150
-
- Series 6
- 30 of 500
-
- Series 7
- 50 of 625