Series 7 - General Securities Representative Exam
In a discretionary account, which of the following documents are required?
A Signed QIBA
A Signed ODDB
A Signed POAC
A Signed LOID
A limited power of attorney form must be signed to grand discretionary trading authority. A QIB is a qualified institutional buyer. An ODD is an options disclosure document. A LOI is known as a letter of instruction