Series 7 - General Securities Representative Exam
Preview Mode
Which of the following allow existing stockholders to purchase new shares of the corporation at a discount directly from the issuer, before the shares are offered to the public?
Convertible Bonds
A
IPOs
B
Pre-emptive Rights
C
Identified Shares
D
Explanations
To maintain their proportionate ownership of the corporation, pre-emptive rights allow existing shareholders to buy new shares of the company directly from the issuer, at a discount, before the shares are offered to the public
Pricing
Basic
Part of the questions for each course
-
- Course
- Questions
-
- SIE
- 20 of 150
-
- Series 6
- 30 of 500
-
- Series 7
- 50 of 625