Series 7 - General Securities Representative Exam
Preview Mode
A large trader calls his registered rep and wants to sell 300,000 shares of Nasdaq listed company ZYX corp and directs the trade to the IBKR ECN for execution. Which of the following statements is true?
The order must go to Nasdaq
A
The order must go the IBKR ECN
B
The order can go to either market venue
C
The order must be filled immediately
D
Explanations
The order must be sent to the trading venue that the customer specifies
Pricing
Basic
Part of the questions for each course
-
- Course
- Questions
-
- SIE
- 20 of 150
-
- Series 6
- 30 of 500
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- Series 7
- 50 of 625