Series 7 - General Securities Representative Exam
Preview Mode
A new registered rep wants to sell real estate on the weekends. He would have to disclose this to:
The Employer
A
The Employer and FINRA
B
FINRA and the MSRB
C
FINRA
D
Explanations
This is an outside business activity that must be disclosed to the employing firm only
Pricing
Basic
Part of the questions for each course
-
- Course
- Questions
-
- SIE
- 20 of 150
-
- Series 6
- 30 of 500
-
- Series 7
- 50 of 625