Series 7 - General Securities Representative Exam
Preview Mode
Statements for inactive accounts (where a client is not holding any positions and there has been no trading activity) must be sent out at least
Weekly
A
Monthly
B
Quarterly
C
Yearly
D
Explanations
Statements for inactive accounts must be sent out at least quarterly
Pricing
Basic
Part of the questions for each course
-
- Course
- Questions
-
- SIE
- 20 of 150
-
- Series 6
- 30 of 500
-
- Series 7
- 50 of 625