Series 7 - General Securities Representative Exam

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The Patriot Act requires broker dealers to do all of the following EXCEPT

Keeping records of customer identification information
A
Verifying that a customer is not on a list of any known terrorists
B
Obtaining a copy of the customer's social security card
C
Verifying the identity of all new customers
D

Explanations

All are required per the Patriot Act except obtaining a copy of the customer's social security card

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