Series 7 - General Securities Representative Exam
Jasmine has an individual brokerage account. She was recently married and wants to update the last name on her. account. Which of the following is TRUE?
The brokerage firm can verify the marriage and change of name onlineA
The brokerage firm cannot make this name changeB
The brokerage firm will require a copy of the marriage certificateC
The brokerage firm can make this change via telephone recordingD
The brokerage firm will require proof of the legal name change and a letter of instruction. Some firms may require a certified copy