Series 7 - General Securities Representative Exam

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Which of the following is TRUE of SROs?

The SEC is an SRO
A
The CBOE is an SRO
B
FINRA is not an SRO
C
NYSE is not an SRO
D

Explanations

The Chicago Board Option Exchange is an SRO. Other examples include the NYSE, FINRA and the MSRB.

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