SIE - Securities Industry Essentials Exam

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Which of the following governs corporate securities and requires full and fair disclosure about securities offerings while designed to prevent fraud and deception?

Blue Sky Laws
A
The Securities Act Of 1933
B
The Securities Exchange Act Of 1934
C
The Trust Indenture Act Of 1939
D

Explanations

The Truth In Securities Act A.K.A The Securities Act Of 1933 regulates new issues of corporate securities in order to require disclosure and prevent fraud.