SIE - Securities Industry Essentials Exam
Preview Mode
Mutual funds that have a CDSC are
Class A shares
A
Class B shares
B
Class C shares
C
Class D shares
D
Explanations
The contingent deferred sales change is a back end load that is paid upon redemption of class B mutual fund shares.
Pricing
Basic
Part of the questions for each course
-
- Course
- Questions
-
- SIE
- 20 of 150
-
- Series 6
- 30 of 500
-
- Series 7
- 50 of 625