SIE - Securities Industry Essentials Exam

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Which of the following must be included in a final prospectus of a new issue?

The final offering price
A
The final offering price & The delivery date when the securities will be available
B
The final offering price, The delivery date when the securities will be available, The underwriter's spread
C
The final offering price, The delivery date when the securities will be available, The underwriter's spread, The red herring
D

Explanations

The final offering place, security delivery date and underwriter's spread must all be included in the final prospectus. The red herring is the preliminary prospects.

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