Series 7 - General Securities Representative Exam
Training Mode
An investor bought stock in a Regulation D Private Placement. Which one of the following is true?
Shares cannot be sold during the 2 year lock-up period
A
The securities can be sold after 6 months of purchase
B
The maximum capital raise during any 12 month period is 5 million dollars
C
An unlimited number of investors are allowed via crowdfunding
D