Series 7 - General Securities Representative Exam

Training Mode

Unit 1 Unit 2 Unit 3 Unit 4

For an account to receive approval for day trading, a FINRA member

Should not consider the customer's investment objectives

A

Should not consider the customer's trading experience

B

Must exercise reasonable diligence that day trading is appropriate for the customer

C

Must obtain a recent bank account showing the customer has at least $25,000 in net liquidity.

D