The ATS is for security futures; not for bonds. A. The designation of the order as a buy or sell order, B. The time limit during which the order is in force & C. The designation of the order as a market order, limit order, stop order, stop limit order or other type of order MUST be included on the records for each order

Training Mode

Unit 1 Unit 2 Unit 3 Unit 4

Records for every order entered in an Alternative Trading System for security futures must included all of the following EXCEPT

The designation of the order as a buy or sell order

The time limit during which the order is in force

The designation of the order as a market order, limit order, stop order, stop limit order or other type of order

The CUSIP or other unique identification for the bond