The Chicago Board Option Exchange is an SRO. Other examples include the NYSE, FINRA and the MSRB.

Name: Series 7 - General Securities Representative Exam
SKU: 2-series-7-2025
Price: 39 USD
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ISBN: isbn:series-7-2025

Series 7 - General Securities Representative Exam

Training Mode

Unit 1 Unit 2 Unit 3 Unit 4

Which of the following is TRUE of SROs?

The SEC is an SRO

The CBOE is an SRO

FINRA is not an SRO

NYSE is not an SRO