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Pass it the first time with Wall Street Academy. Comprehensive Financial Exam prep that gets results.

Wall Street Academy Exam Library

Welcome to the Wall Street Academy Exam Library, a wide array of practice Financial Exams along with a wealth of knowledge to aid in your preparation.

The SIE, Series 6 & Series 7 Tests are now available with more coming soon.

SIE - Securities Industry Essentials Exam (SIE)
75 questions
105 minutes

For the exam, candidates are given to answer 75 questions.

A passing grade is 70%.

Each question is associated with a category based on the following breakdown.

Series 6 - Investment Company And Variable Contracts Products Representative Exam
50 questions
90 minutes

For the exam, candidates are given to answer 50 questions.

A passing grade is 70%.

Each question is associated with a category based on the following breakdown.

Series 7 - General Securities Representative Qualification Examination (GS)
125 questions
225 minutes

For the exam, candidates are given to answer 125 questions.

A passing grade is 72%.

Each question is associated with a category based on the following breakdown.

Why do I need the SIE, Series 6 & Series 7 ?

The Securities Industry Essentials (SIE) Exam is a new FINRA exam for prospective securities industry professionals. This introductory-level exam assesses a candidate’s knowledge of basic securities industry information including concepts fundamental to working in the industry, such as types of products and their risks; the structure of the securities industry markets, regulatory agencies and their functions; and prohibited practices.

Passing the SIE alone does not qualify an individual for registration with a FINRA member firm or to engage in securities business. In order to become registered to engage in securities business, an individual must pass the SIE and a qualification exam appropriate for the type of business the individual will engage in. The individual must be associated with a member firm to take a qualification exam.

The Series 6 Exam measures the candidate's readiness to perform the critical functions of an investment company and variable contract products representative.

The Series 6 License is great for advancing your career and enables the holder to register as a company's representative and sell mutual funds, variable annuities and insurance. Common jobs utilizing the Series 6 license include financial advisors, retirement plan specialists, investment advisors and private bankers.

The Series 7 Exam measures the degree to which each candidate possesses the knowledge needed to perform the critical functions of a general securities representative, including sales of corporate securities, municipal securities, investment company securities, variable annuities, direct participation programs, options and government securities.

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