SIE - Securities Industry Essentials Exam
Preview Mode
An issuer has issued the following securities: common stock, convertible bonds, warrants & rights. Which of these 4 securities is exposed to credit risk?
Common stock
A
Convertible bonds
B
Warrants
C
Rights
D
Explanations
Only fixed income securities are exposed to credit risk. The credit risk is that the issuer could not pay the interest or principal on time to the holders of the debt.
Pricing
Basic
Part of the questions for each course
-
- Course
- Questions
-
- SIE
- 20 of 150
-
- Series 6
- 30 of 500
-
- Series 7
- 50 of 625