If a member or associated person fails to comply with a FINRA investigation or examination, the National Adjudicatory Council may suspend the member and revoke the registration of any associated person within:

Explanations

If a member or associated person fails to comply with FINRA's request to provide information or give testimony under oath about a customer complaint or investigation, the NAC may suspend the member or revoke the associated person's registration after giving 20 days' written notice.