Series 6 - Investment Company And Variable Contracts Products Representative Exam
Preview Mode
Which FINRA rule applies to recommended purchases and 1035 exchanges of deferred variable annuities?
FINRA Rule 2210
A
FINRA Rule 3210
B
FINRA Rule 2230
C
FINRA Rule 2330
D
Explanations
FINRA Rule 2330 applies to recommended purchases and 1035 exchanges of deferred variable annuities.
Pricing
Basic
Part of the questions for each course
-
- Course
- Questions
-
- SIE
- 20 of 150
-
- Series 6
- 30 of 500
-
- Series 7
- 50 of 625