Series 7 - General Securities Representative Exam

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All of the following are SROs EXCEPT

NYSE
A
MSRB
B
FINRA
C
OTCQX
D
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Explanations

All are examples of Self Regulatory Organizations except the OTCQX. OTC Markets Group Inc. does not regulate the OTCQX, OTCQB and Pink markets. The company is neither a stock exchange nor self-regulatory organization (SRO) and is not itself regulated by the FINRA or the SEC

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