Series 6 - Investment Company And Variable Contracts Products Representative Exam

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The two offering tiers under Regulation A+ are

$5 million/$25 million
A
$15 million/$50 million
B
$20 million/$50 million
C
$50 million/$100 million
D
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Explanations

Under Regulation A+, small- and medium-sized companies may offer two tiers of securities offerings. Tier 1 is up to $20 million in a 12-month period and Tier 2 is up to $50 million in a 12-month period.

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