SIE - Securities Industry Essentials Exam
Restricted Stock of a reporting company
Must be held for at least 1 year prior to saleA
Can be sold at anytime without restriction per Rule 144B
Must be held for at least 6 months prior to saleC
Can be sold by affiliates in any size without restriction per Rule 144D
Restricted stock or control stock must be held for at least 6 months if the company is a reporting company. If the company is not a reporting company, it must be held for at least 12 months.