SIE - Securities Industry Essentials Exam

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Restricted Stock of a reporting company

Must be held for at least 1 year prior to sale
A
Can be sold at anytime without restriction per Rule 144
B
Must be held for at least 6 months prior to sale
C
Can be sold by affiliates in any size without restriction per Rule 144
D

Explanations

Restricted stock or control stock must be held for at least 6 months if the company is a reporting company. If the company is not a reporting company, it must be held for at least 12 months.