Series 6 - Investment Company And Variable Contracts Products Representative Exam

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Securities may qualify for exemption from the registration statement and prospectus requirements of the 1933 Act under all of the following exclusionary provisions EXCEPT:

Regulation D
A
Regulation A
B
Regulation A+
C
Rule 147
D

Explanations

Regulation A was updated in the JOBS Act and is now referred to as Regulation A+.

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