Series 6 - Investment Company And Variable Contracts Products Representative Exam
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Which of the following statements is false?
Recruitment advertising must disclose the name of the firm posting the advertisement.
A
Hedge clauses may be used as long as they are fully disclosed and not misleading.
B
Offering a discount to do someone's taxes in exchange for customer referrals is a violation of general communication standards.
C
Investment companies may not promise an investor in a mutual fund who holds the investment for more than 20 years will not lose their original investment amount.
D
Explanations
A firm may post a blind ad (one that does not name the firm) when recruiting new hires.