A Qualified institutional buyer (QIB)

Is a clearing firm investing at least $100 million in securities

Is a company that manages at least $10 million of securities on a discretionary basis

Is a registered broker-dealer investing at least $500 million in non-affiliate securities

Is a company that manages at least $100 million of securities on a discretionary basis

A QIB is is a company that manages at least $100 million of securities on a discretionary basis

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Part of the questions for each course

Exam questions in each course